Mandatory Disclosures under SEBI (Investment Advisers) Regulations
1. SEBI Registration Details
Name of Investment Adviser:
Kavitha Menon
Type of Registration:
Investment Adviser
SEBI Registration Number:
INA000000037
Validity of Registration:
Perpetuity
Registration granted by SEBI and certification from NISM does not guarantee the performance of the intermediary or provide any assurance of returns to investors.
2. Contact Details
| Details of designation | Contact Person Name | Address where the physical address location | Contact No. | Email ID | Working hours when complainant can call |
|---|---|---|---|---|---|
| Customer Care | Kavitha Menon | 1203 , 12th Floor ,Gala Altezza, Flank Road, Namdev Koli Marg, Sion, Mumbai, Maharashtra, India | 022-45180328 | contact@probitus.in | 10:00 AM IST to 6:00 PM IST on weekdays (except public holidays) |
| Head of Customer Care | NA | 1203 , 12th Floor ,Gala Altezza, Flank Road, Namdev Koli Marg, Sion, Mumbai, Maharashtra, India | NA | NA | NA |
| Compliance Officer | Kavitha Menon | 1203 , 12th Floor ,Gala Altezza, Flank Road, Namdev Koli Marg, Sion, Mumbai, Maharashtra, India | 022-45180328 | contact@probitus.in | 10:00 AM IST to 6:00 PM IST on weekdays (except public holidays) |
| CEO | NA | 1203 , 12th Floor ,Gala Altezza, Flank Road, Namdev Koli Marg, Sion, Mumbai, Maharashtra, India | NA | NA | NA |
| Principal Officer | Kavitha Menon | 1203 , 12th Floor ,Gala Altezza, Flank Road, Namdev Koli Marg, Sion, Mumbai, Maharashtra, India | 022-45180328 | contact@probitus.in | 10:00 AM IST to 6:00 PM IST on weekdays (except public holidays) |
3. Disclosure wrt compliance with Annual Compliance Audit
| Sr No | Year | Compliance Audit | Link | Remarks |
|---|---|---|---|---|
| 1 | 2020-21 | Completed | - | None |
| 2 | 2021-22 | Completed | - | None |
| 3 | 2022-23 | Completed | - | None |
| 4 | 2023-24 | Completed | - | None |
| 5 | 2024-25 | Completed | View Report | None |
| 6 | 2025-26 | Completed | View Report | None |
4. SEBI Regional Office
Securities and Exchange Board of IndiaSEBI Bhavan, Plot No. C4-A, 'G' Block
Bandra-Kurla Complex, Bandra (East)
Mumbai - 400051
5. Fee Model
The Investment Adviser operates under a fee-only advisory model and earns fees directly from clients for advisory services. The Investment Adviser does not receive any commissions, referral fees, or distribution income from financial product providers.
6. Conflict of Interest
The Investment Adviser endeavors to avoid conflicts of interest in the advisory services provided. In situations where a conflict may arise, appropriate disclosures will be made to clients and necessary steps will be taken to ensure that the client's interests are protected.